Associate/ Manager Trade Surveillance

Associate/ Manager Trade Surveillance - ADG Online Solutions Pvt. Ltd.

Date Posted: Sep 24, 2020

Job Detail

Location:

Faridabad, Haryana, India
Company:

ADG Online Solutions Pvt. Ltd.
Type:

Full Time/Permanent
Shift:

First Shift (Day)
Career Level:
Positions:
Experience:

2 Year
Gender:

No Preference
Degree:

Bachelors
Apply Before:

Mar 31, 2021

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Job Description

Daily review of surveillance reports and supporting the team working closely with traders to understand the nature of their trading activity.
Escalations of alerts to supervisors and/or Legal and Compliance, as needed.
Develop business requirements documents and write procedures related to surveillance.
Reviewing Sales & Trading exception reports on daily basis, identify issues and escalate to business teams for appropriate corrective action
Creating trend analysis of the issues identified during trade surveillance and suggesting remedial actions for recurring trader or client behaviour
Interact with Sales & Trading supervisors and, when necessary, traders and salespeople with regard to supervisory issues, exceptions and necessary sign-offs
Help ensure that Sales & Trading activities satisfy pertinent legal, regulatory and Firm requirements

Benefits

Skills Required

Job is expired

Company Overview

ADG Online Solutions Pvt. Ltd.

Faridabad, Haryana, India

0 Current Jobs Openings

ADG is techno-marketing company. Over the span of a decade, we have been providing Services in Artificial Intelligence(AI), Machine Learning, IOT, analytics, data science, software application development, mobile apps development for resolving the bu... Read More

Job Detail

Associate/ Manager Trade Surveillance - ADG Online Solutions Pvt. Ltd.

Job Detail

Job Description

Benefits

Skills Required

Company Overview

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